Corporate Law & Capital Markets
SME IPOs & Private Placements
Small and Medium Enterprises (SMEs) seeking to raise capital through public offerings or private placements require specialized expertise in regulatory compliance, documentation, and market dynamics. Professional guidance is essential for successful capital raising.
- SME IPO structuring and regulatory filing
- Private placement and QIP facilitation
- Due diligence coordination and support
- Business valuation and pricing strategy
SME IPOs & Private Placements at Finsarthi Global
At Finsarthi Global, we provide end-to-end support for SME IPOs and private placements. Our comprehensive services help growing companies access capital markets while ensuring full regulatory compliance and optimal market positioning.
Our SME IPO Services include eligibility assessment and structuring advice, preparation of Draft Red Herring Prospectus (DRHP), regulatory filings with BSE SME and NSE Emerge platforms, and coordination with merchant bankers and other intermediaries. We handle due diligence support, valuation assistance, and post-listing compliance requirements.
For Private Placement Services, we provide investor identification and outreach, preparation of placement memorandums and term sheets, regulatory compliance for private offerings, and documentation of investment agreements. We also handle SEBI filing requirements for qualified institutional placements (QIPs).
Our Due Diligence Support includes financial due diligence and audit support, legal and tax compliance verification, business model and market analysis, and risk assessment and mitigation strategies. We work closely with legal counsel and other advisors to ensure comprehensive preparation.
For Valuation and Pricing, we provide business valuation using multiple methodologies, comparable company analysis, pricing strategy development, and investor presentation preparation. Our approach combines financial analysis with market insights.
Capital raising through public markets involves complex regulatory requirements, market risks, and significant costs. Without proper preparation and guidance, companies may face regulatory delays, pricing challenges, or even failed offerings.
Our integrated approach ensures comprehensive preparation through detailed eligibility assessment, thorough documentation preparation, regulatory compliance management, and strategic market positioning. We combine technical expertise with practical market experience to maximize chances of successful capital raising.
Scope of work
What is included in our SME IPOs & Private Placements
- SME IPO structuring and regulatory filing
- Private placement and QIP facilitation
- Due diligence coordination and support
- Business valuation and pricing strategy
- Investor presentation and roadshow support
- Post-listing compliance and investor relations
Outcomes
What you gain
- 01
Comprehensive IPO and placement support
- 02
Regulatory expertise ensures smooth approvals
- 03
Strategic positioning maximizes valuation
- 04
End-to-end coordination with all stakeholders
- 05
Ongoing support for capital market requirements
How we work
Getting started is simple
- 1
Consultation
A call or meeting with a Chartered Accountant or Company Secretary to understand your requirement and deadlines.
- 2
Proposal
A written scope, document checklist, timeline and fixed fee — before any work starts.
- 3
Execution
Our team prepares, files or represents, with regular updates on WhatsApp or email.
- 4
Ongoing compliance
We track due dates and follow-ups so nothing is missed in future periods.
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