SEBI Related Compliances

At Finsarthi Global, we provide comprehensive SEBI compliance services to help companies navigate the complex regulatory landscape of India's securities market. Our experienced team ensures full compliance with SEBI requirements while supporting your business growth objectives.

Our Listed Company Compliances include quarterly and annual financial results filing, corporate governance reports, shareholding pattern disclosures, and related party transaction approvals. We handle board meeting requirements, independent director appointments, and audit committee compliances.

For Mutual Fund and AIF Services, we provide scheme registration and regulatory approvals, ongoing compliance reporting, NAV disclosures and calculations, and investment advisory registrations. We also handle portfolio management services (PMS) registrations and compliances.

Our Public Issue Services encompass IPO documentation and regulatory filings, rights issue and bonus issue procedures, delisting and buyback compliances, and merchant banker registrations. We provide comprehensive support for public offerings and capital market transactions.

For Investment Adviser and Research Analyst services, we handle SEBI registration procedures, ongoing compliance requirements, investment advisory documentation, and research report publications. We also provide training on regulatory requirements and best practices.

SEBI non-compliance can result in severe penalties, suspension of trading privileges, and reputational damage. Common compliance failures include late filing of disclosures, inadequate corporate governance, and violation of investment limits.

Our systematic approach ensures comprehensive compliance through regular monitoring of regulatory changes, timely preparation and filing of required disclosures, maintenance of proper records and documentation, and advisory on regulatory best practices. We combine regulatory expertise with practical business understanding.